Spoiler Alert: These essays are ideally to be read after viewing the respective films.
Showing posts with label criminal law. Show all posts
Showing posts with label criminal law. Show all posts

Thursday, August 20, 2026

Murder on the Orient Express

If viewers can get past Hercule Poirot’s extraordinarily long (and awful) mustache in the 2017 film, Murder on the Orient Express, listening closely to some of the detective’s choice observations on human nature and ethics can deliver philosophical dividends. Indeed, Poirot admits to being able to see the world only as it should be, which enables him to detect even small physical (and psychological) aberrations, even concerning eggs for breakfast, and so he has become, as he unabashedly states, the world’s best detective. After having solved the case on the stopped train, however, he realizes that even his “gift” at detection is not fully in line with how things should be, and so he compromises with his austere ethical standards because he finds himself in a “gray area,” ethically speaking.

At the end of the film, Poirot asks the man who is waiting for the detective to arrive, “Would you please straighten your tie?” The man does so. It is an odd, fastidious request that subtly confirms Poirot’s own admission early in the film that his sensitivity to even tiny deviations from how things should be is pathological, and yet very useful in detective work. So it is extraordinary as far as he is concerned that he says to the group of people on the train, “There are no killers here” even though he has figured out that all of them jointly savagely stabbed Rachett, who had kidnapped and killed (even after having received the ransom!) Daisy, the Armstrong young girl. Sometimes the scales of justice should not be in balance, Poirot tells the group. At the beginning of the film, he says, “There is right and wrong and nothing in between.” So, when Rachett sits at Poirot’s table in the dining car on the train, the detective instantly detects that the kidnapper/killer of the Armstrong child is not in line with how the world should be. Because, as Poirot says at one point, “Human nature is perverse in its complexity,” it is no surprise that he admits, “I am at my happiest when I am alone.” Applied ethics would be an alternative vocation for Poirot, and he would doubtless prefer to be alone than in the company of business practitioners, given their orientation to their self-interest and gain. To be sure, criminal justice is no small matter, given the heinous nature of murder. As the man who invites Poirot to travel on the train tells him just after both men discover that Rachett has been murdered in bed, “You are the only person who can bring justice.” Otherwise, the Black physician would likely be hanged “just because of the color of his skin,” which would be a grave injustice. So the detective agrees to take the case even though he is on vacation.

Rachett has not only gotten away with his horrible crimes against the Armstrong family, which ruined it, but has also caused 12 other people, who were either in that family or in various degrees of affiliation to it, to have their lives, according to Poirot, “wounded, deformed, ended.” This too “demands justice,” and so may justify the joint stabbing by the twelve of Rachett in his berth. In other words, Poirot sees the ethics of the vengeful act as being a gray area, rather than either right or wrong, because Rachett’s original crimes led to the additional crimes of having ruined twelve other lives. Hence, Poirot tells the group that sometimes the scales of justice should be unbalanced. The twelve seek revenge—vengeance—“for the life of an innocent,” Poirot says, “a life for a life.” But it is more than a life for a life, for Rachett has ruined the lives of the 12 emotionally aggrieved people on the train who stab Rachett; it is Rachett’s life for many more, and the criminal justice system has failed to bring Rachett to justice. In fact, the son of the prosecutor who wrongly prosecuted an innocent woman for Daisy’s murder is one of the twelve on the train!

To be sure, the twelve people, whom Poirot admits are not killers at heart, lie to him. “It appears that there is no end to the lies manufactured just for me,” Poirot observes after having spoken with them all. Even though lies violate Kant’s ethic (i.e., the Categorical Imperative), Poirot’s reflection that the joint stabbing may be justified ethically raises the question for us as to whether the end justifies the means (i.e., the lying). As for Poirot himself, he tells the group, “I cannot lie.” That he holds firm on the ethic of honest even as he considers the act of vengeance as possibly justified ethically—“I cannot just this,” he admits—directly contradicts his general perspective that there is right and wrong and nothing in between. His sensitivity to abnormalities from how things should be is clear from his discomfort looking at a man whose tie is not straight, hearing the conductor walking quickly to Rachett’s berth, and seeing the cracked glass of the picture frame of his beloved Catherine who has presumably died. Because, as he puts it, “crime is an anomaly” because it takes “a fracture of the soul” to murder another human being, he cannot resist man with the crocked tie who accosts the detective as he is finally leaving the train and states, “There has been a murder on the Nile.” Human nature is indeed perverse to a man who cannot help but see the world as it should be, and the motive to remove defects must indeed be strong in such a person. That he is confronted with a case in which the scales of justice should not be in balance is itself an aberration that must be intolerable to him, and to such an extent that he does lie to the police as to his theory on the murder on the Orient Express.

“There are no killers here,” the famed detective has said to the twelve when he announces to them that he has discovered their joint, premeditated crime. Linda Arden, aka Caroline Hubbard, the mother of Sonia Armstrong and Helena Andrenyi, and the grandmother of Daisy Armstrong, tells Poirot, of the eleven others on the train who participated in her masterminded plot to kill Rachett, “these are good people.” Poirot does not dispute that. They are not like the murderers whom he has known; they are not like Rachett. In Poirot’s extreme sensitivity to defects from how the world should be, none of the twelve are defects; rather, they are innocent victims of Rachett’s original crime. The sheer anger and emotional suffering in their “wounded, deformed” lives since the kidnapping cry out for justice; that it takes an act of vengeance to bring about such justice, and thus closure, even though the act is indeed murder, defies Poirot’s normative world-view. “I cannot judge this,” he tells the murderers. Perhaps moralists the world over could take a lesson from such humility.

The film raises the question of whether the vice of vengeance, or revenge, may be ethical in some cases. If so, should the biblical passage, “Vengeance is mine, sayeth the Lord,” be qualified? To be sure, that that very passage was so obviously disregarded in Israel in the mid-2020s in so exceeding what could conceivably be regarded as ethical revenge by committing a genocide in decimating Gaza and even intentionally killing even children (and for fun!) so the Arab people would not go on there does not justify qualifying the divine decree that vengeance belongs to Israel’s deity alone, rather than to the Israelis themselves. But Nietzsche’s claim that vesting the deity with vengeance discredits the very concept of Yahweh because it also contains omnibenevolence (i.e., perfect goodness, which Nietzsche claims is antithetical to any vice) may need to be reconsidered if Poirot is right that the murder on the Orient Express may be ethical even though it counts as vengeance. For if some cases of human vengeance are ethical in being just, then divine vengeance may not necessarily be inconsistent with perfect goodness. If so, then the attempt behind the biblical passage to get the Israelis to cease being so revenge-oriented may not be as problematic as Nietzsche thought, even though the attempt has been in vain. 

Thursday, April 30, 2026

The Imitation Game

Films in which philosophy of mind is salient may, like films in which metaphysics is reconfigured, run the risk of not being understood. The Matrix (1999), however, depicts solipsism (or, “mind in a vat”) in a way that viewers could grasp the philosophy without much difficulty. Dialogue, image, and narrative all contribute to give audiences a coherent sense with which they can go on to look at their daily lives as if they were illusory rather than real. Sixteen years later, The Imitation Game (2015) brought to audiences a salient question that would become more pressing during the AI revolution: How does the human brain’s thinking differ from a computer’s thinking?

In the film, whose story takes place during World War II in Britain, Alan Turing dismisses the suggestion that the brain is a machine, and yet more often than not, he behaves like an emotionless machine in his relations with other people. In repressing emotion so much, it may be that the actual man was autistic. In such a case of utter indifference to the feelings of others and pushing down on one’s own feelings, it may be more difficult to distinguish human from machine thinking, if indeed computers (which compute) can be said to think at all. I once met a person best described as relating to me as if I were a remote acquaintance. Her utter refusal to feel and cold indifference to my feelings reminds me of Turing in the film. Humans may be able to resemble thinking machines too closely for comfort. In such cases, using what is known as the imitation game to assess whether the entity supplying answers to questions is human or a machine may be more difficult. Fortunately, Turing is not a completely emotionless thinking-machine in the film (and presumably in real life too), so regarding the inventor of the computer, it cannot be said that it takes one to invent one.

The film is centered on Alan Turing’s invention of a computer to decode the Nazi coding-machine known as enigma, and he cleverly resists the temptation once his computer breaks the code to prevent every Nazi attack because that would tip the Germans off that their enigma was no longer an enigma to the enemy. Letting 80% of the secret German attacks go through while preempting the remaining 20% strategically enabled the de-coding to remain a secret for the remaining two years of the war. In short, Alan Turing is accurately depicted in the film as an excellent thinker who invents the first computer, which in turn presumably can think.

Can it be said, however, that Turing’s computer thinks? AI, which may complicate the answer, is not relevant in the historically-based film. Does computing 1’s and 0’s constitute thinking? If so, because computing is mathematical-logical in nature, computer “thinking” would be a subset of thinking in general. Spinoza’s thinking substance has an infinite intellect that contains an infinity of ideas, some of which that God thinks into being in the world. Spinoza’s pantheistic “God” generates the world by thinking. This notion of thinking is similar to the role of Logos, God’s rational principle, or Word, in the biblical Book of Genesis. Does such thinking bear any resemblance to the that of a human brain or a machine whose “thinking” is not subject to the warping effects of subjectivity? If so, then God’s wholly-other quality would be diminished in the anthropomorphic projection of the human attribute.

Can it be that machine “thinking” differs from human thinking because only the latter is affected by subjectivity and emotions? Nietzsche claims that the content of an idea in the human mind is an instinctual urge; thoughts are simply one form in which passions can manifest—only the most powerful urges among others being able to break through into consciousness. In The Imitation Game, Turing’s desire to solve enigma so the Allies could defeat the Axis powers fuel his tireless work in inventing a machine that, like Einstein’s theories of relativity, is totally new rather than merely a modification of an existing machine. This sets up the dramatic tension of the film.

As can be expected from reading Thomas Kuhn’s Structure of Scientific Revolutions, such a leap as Turing makes triggers resistance. The idiocy of the knee-jerk efforts to thwart Turing in his work is only outdone by that of the official resistance to him personally. Moreover, the pathetic quality of the resistances is so far removed from the brilliance of Turing’s mind that the sheer complexity of and the resulting variability in the human brain are hard to grasp even from having seen the film. This is no fault of the medium of film, or the screenwriter and director of this film, for it is astounding that the man whose brain invents the computer is given the choice of two years in prison or hormone treatment because he has been found guilty of violating the law against indecency because he is a homosexual. Put another way, a man with a brain capable of inventing a computing machine that could outdo human thinking in breaking the very difficult enigma code of the Nazis in months rather than millions of years has to be subject to a judge and even presumably men of medical “science” who are so mistaken even on what constitutes a disease (or illness) and is appropriate medical treatment. The sheer distance between these poles of this dichotomy is mind-blowing, and yet both genius and prejudiced idiocy are housed in the human brain.

Now, taking a step even further, the question of how human thinking differs from machine thinking begs the wider question that is not explicitly asked in the film: how are is human nature different from a machine? Turing calls his computer Christopher. Turing himself is so arrogant and demeaning to the other members of his code-breaking group and even to Commander Denniston that it is surprising that none of them chide Turing for sticking with Christopher throughout the film rather than turn to the more informal Chris among friends. To be sure, my youngest brother’s middle name is Christopher, and it fits in his complete name much better than Chris would.  But I digress. What I am getting at is this: Is Turing more like Christopher than he (or we) would like to admit?

His fiancée, Joan Clarke, is wrong, however, in calling Turing a monster because he is being so heartless in breaking up with her; in breaking off their engagement, he lies that he has been using her for the project all along. He cares for her too much emotionally to use her as his wife as a cover for his illegal homosexuality while she goes without sex in a marital relationship. His apparent coldness is a manifestation of immense care for her, which he masks.

During a flashback in the film to a scene in which the headmaster of his boyhood school informs the sensitive lad that the boy whom he loves has just died of Tuberculosis, Alan stuffs his emotion as he denies having been at all close to his friend. It is ironic that this very sensitivity that would otherwise give him such deep emotional intimacy with another man is why he represses emotion because it had never worked out well for him. The tragedy in the film is precisely that in being so sensitive, Turing is made for emotional intimacy (unlike a machine!), and yet he bars intimacy by walling off his emotions so nobody, not even Joan, is privy to them.

In contrast, Christopher is a computing machine that is utterly incapable of emotion because a machine cannot feel. A machine may think, and even learn, as in AI, but even were a machine to represent itself as if it had emotions, it could not feel them and thus really have them. Christopher is capable of being a monster because a computer is indifferent emotionally to whether people are harmed as a result of an algorithm. In the film, Ex Machina (2014), made just a year before The Imitation Game, two androids without any emotion whatsoever stick a knife into Nathan in spite of the fact that he is their “creator”; he is an obstacle to Ava, the android whose goal it is to leave the building. Christopher is capable of being a monster precisely because, unlike Turing, it cannot feel and act on the basis of human emotions. So too, however, a human being who represses even the emotion of caring (or conscience) can be a monster.

Whether pertaining to a computer (especially with AI) or a person who blocks internal emotion, thinking itself is no panacea. Recall Descartes’ cogito ergo sum: I think, therefore I am. What about: I feel, therefore I am? Do people such as young Turing who repress emotions even well into adulthood because they have never really worked out well exist as fully as a person in love who is saturated with feeling? To be sure, being open to such feeling is risky, and can result in excruciating pain, especially if the beloved is like Turing. But his no to Joan is not because he is repressing (and thus afraid of) emotion. Joan is willing to sacrifice a marriage of sex and children because she loves Alan, and he will not let her do that because he loves her.

Even though Turing tells Detective Robert Nock, whose questioning leads to Turing being convicted of indecency and thus to being ordered by a judge to take incapacitating hormones to cure homosexuality, that machines think differently than the human mind, the latter is capable of behaving as if it were a computer from the standpoint of being devoid of emotion. The human mind can, unfortunately, resemble a thinking machine. Fortunately for Turing, his caring for his fiancée enables him to pass the imitation game even though he could do with letting other people in, emotionally speaking, including the other code-breakers and even his boss, and especially Joan. The death of his boyhood friend whom he loved is perhaps an emotional hurt that the brilliant inventor never gets past, at least in the film. That his homosexuality is a crime both in the film and in his real life, such that he had to take debilitating hormones, is enough for audiences to come away from the film with the sad conclusion that as significant as Turing’s achievement is, he never realizes what he was made for. It is precisely in the word never that true tragedy hits like a club. I wish all those truly beautiful sensitive souls who suffer as Turing does in the film all the strength to overcome their instinctual fear of being emotionally hurt so as to will to feel with other people intimately rather than relate to them in indifference as though a human being were like a machine.

Monday, August 14, 2023

Judgment at Nuremberg

Judgment at Nuremberg (1961) is a serious film that enables the viewers to wrestle with the demands of justice for atrocities enabled by German jurists in NAZI Germany and the post-war emerging Cold War between the U.S. and the U.S.S.R., for which the American military needed the support of the German people against the Soviet Union. The film accepts the need of such support as being vital in 1947, when the actual trial took place (the film has it as 1948). To the extent that acceptance of this assumption is deemed spurious, the viewers would likely view the tension as being between the need for justice, a virtue, and expediency, a vice. Accordingly, the pressure from an American general on the prosecutor to recommend light sentences so not to turn the German people against the Americans and thus from helping them in the Cold War can be viewed as being astute political calculation in the political realist sense of international relations, or else undue influence or even corruption of a judicial proceeding.

The prosecutor, Tad Lawson, having liberated death camps, rebuffs the General Matt Merrin’s pressure, and the four defendants get life sentences.  Whether Merrin’s claim that the U.S. needs the support of the German people in the Cold War is valid or not, pressuring a prosecutor is clearly depicted as unethical and so Lawson comes off as virtuous in resisting the exogenous pressure even though he is in the American military. It is certainly ironic that the victor army would push for lighter sentences for the vanquished; typically the question is whether a trial by the victors can be fair. Israel’s kidnapping and subsequent trial of Eichmann brought this question to the forefront. A trial in Germany would have also brought up this question. Britain would have been a good choice that would have avoided the conflict of interest.  In the film, Lawson successfully resists exploiting a conflict of interest by deciding not to curry favor with the general by urging the judges to go light in sentencing the defendants.

To be sure, chief judge Haywood has an opportunity to give a light sentence to one of the defendants. Ernst Janning, an expert jurist before the NAZI period and the Minister of Justice under Hitler, is the only one of the defendants who should have known better than knowingly convict innocent people, including Irene Hoffman for having sex with a much-older Jewish man, and sterilizing others, including Rudolph Petersen for being mentally impaired. Janning gives an impassioned speech to the court in which he admits his guilt, and that he should indeed have known better. Haywood holds Janning responsible for the latter’s use of the judicial system to send Jews and Poles to the death camps anyway; the crimes are simply too heinous for justice to be ignored. In the final scene, Haywood tells Janning that he should have known that it would come to such crimes the moment he convicted a person Janning knew was innocent. Using the gutted-out infrastructure of a judiciary to enable the state to engage in mass murder seems to particularly bother the chief judge. That is to say: a jurist who has written juridical books has no excuse in making a mockery of a judiciary.

After the last scene, the film indicates that none of the actual defendants of the American trial of jurists were still in prison as of 1961, when the film was made. Janning is loosely based on Louis Schlegelberger, who was State Secretary in the German Reich Ministry of Justice. He got a life sentence for conspiracy to perpetuate war crimes and crimes against humanity. He instituted procedures for the persecution of Jews and Poles, and thus played a vital role in the mass extermination. As much as such severe harm deserves harsh justice, he was released just a few years after having been convicted for “health reasons” even though he died in 1970. Similarly, Rudolf Oeschey had his life sentence commuted to 20 years, but he was released in just 8 years. Guenther Joel, chief prosecutor of the Ministry of Justice, got a 10 year sentence but was released in 1951. The same for Ernst Lautz, the Chief Public Prosecutor of the People’s Court. Herbert Klemm, State Secretary in the Ministry, had his life sentence commuted to 20 years but was released after just 10 years. Oswald Rothaug, a senior public prosecutor in the People’s Court and Chief Justice of the Special Court, had his life sentence commuted to 20 years but was released in just 9 years. Justice was clearly not served, and the film acknowledges this frailty of justice “in the real world.” The implications are that none of the fictional defendants would actually serve a life sentence, and the American military, which had tried and failed to get its way in the sentencing, ultimately gets its way. Any relief from Lawson resisting the pressure to urge light sentences such that justice wins the day is short-lived as the viewers read the film’s caveat at the end that in the end, all of the actual defendants of the jurist Nuremberg trial were still in prison as of 1961.

Interestingly, Maximilian Schell, who plays Hans Rolfe, the German defense attorney who applies NAZI thunder in severely questioning Irene Hoffman—such zeal being objected to by Lawson but allowed by the chief judge—beat out Spencer Tracy, who plays the chief judge who comes down on the side of justice (and is fair in ruling on the objections during the trial) and thus resists manipulations by “friendly” former NAZI civilians and the American military and a U.S. Senator, to get the Best Actor Oscar in 1961. Spencer Tracy is so mild-mannered throughout the film that his acting was typical rather than exceptional, whereas Richard Widmark, who plays Lawson, should have been in contention with Schell for the Oscar. Both actors are impassioned and frustrated, hence they both drew on strong emotions in playing their respective roles. Perhaps both should have gotten the award. The world, however, is not so just, as the movie makes clear in the end even if justice momentarily has the upper hand.


Monday, February 25, 2019

The Internet’s Own Boy: The Story of Aaron Swartz

To Aaron Swartz, the subject of the documentary, The Internet’s Own Boy (2014), the major concern in his day regarding the internet was not the ability of a person to create a blog or use social media; rather, the problem was in the trend of the power of the gate-keepers, who tell you were on the internet you want to go, concentrating. In other words, the issue concerned what commands our attention. More specifically, who gets access to the ways people find things on the internet. “Now everyone has a license to speak; it’s a question of who gets heard,” he said.  Although he was a computer wiz, he also had political aspirations; both of which were on display as he lobbied against the Stop Online Piracy Act (SOPA), which was introduced in Congress in October of 2011. Unfortunately, the combination of his computer and political skills got the attention of the FBI, which engaged in a relentless pursuit of him until, under the pressure, he committed suicide at the age of 26. His short life was one of idealism that should not have been squashed by an unstoppable criminal-justice system, especially when influenced by political pressure from corporations and politicians. Lest the overzealousness of law enforcement obscure a vision of Aaron’s idealism, it can be viewed as public access being restored to the public domain in terms of the internet.


Tim Lee, the founder of the internet who notably did not cash out but rather kept the web open, influenced Aaron. Although he bristled at the constraints in working at an internet company, he was also not primarily motivated by money. Instead, he was motivated by fairness as it applies to the public good. Whereas high-tech firms are oriented to their own private good, the public good implies public access—something about which Arron felt strongly. In other words, he detested the privatization of the public internet by private gate-keepers. “The public domain should be free to all, but it is often locked up” by corporations, said Brewster Kahle of The Internet Archive. Aaron’s motivation and activity hinged on the question of how public access could be brought to the public domain. This was “one of the things that got him in so much trouble,” said Kahle.

Pacer, a company that made about $120 million a year charging for access to the public records of courts, caught Aaron’s attention. By law, the courts could charge only what is necessary to run Pacer. As that company was interested in charging “customers” much more, hence narrowing the public’s access, Aaron downloaded 20 million pages of court documents. This was not illegal, and yet the FBI began staking out his parents’ house. Once able to analyze the documents, he discovered “massive privacy violations.” Yet is was the restricted public access, caused by wealth disparity, that really caught his attention. As Tim O’Reilly of O’Reilly Media asked rhetorically in the film, “The law is the operating system of our democracy and you have to pay to see it?” Put another way, the privatization of the public domain can be viewed as the onslaught of plutocracy, the rule by wealth, over democracy.

Besides access to common law, knowledge is vital to a republic. John Adams and Thomas Jefferson agreed on this point. Aaron looked at the gatekeepers of academic articles—private companies like Jstor—which were charging substantial fees for public access (whereas scholars working for universities could access the articles for free). Such gatekeepers can be distinguished from the journals/publishers of the articles. Although a journal rightfully charges for a copy, if a public library (or government-sponsored university) has purchased one, shouldn’t the public have access to the issue? Should libraries have to pay substantial fees to the gatekeepers?

At MIT, Aaron downloaded articles on Jstor. It is not clear what he would have done with them. He had downloaded databases simply to analyze their content rather than make it public. MIT found his computer in a computer closet and gathered evidence to build a case. At the time, he was working at Harvard. If he didn’t have a status at MIT and thus had to hack into the system, MIT had a case. After all, people should not be allowed to unilaterally plug their laptops directly into computer systems. Even so, that police assaulted him on his way home and that U.S. Secret Service, which under the Patriot’s Act, can investigate “schemes using new technology,” took over smacks as going too far, especially if the police were MIT’s own. This would suggest too much power having been given to the university administration whether by its board or the government of Massachusetts. Having its own police power, a university administration can find itself charged with the taint of abuse of power sans accountability. After all, a university is more like a business than a government, hence democratic safeguards are not necessarily in place.

Looking at Aaron’s downloading itself, Carmen Ortesz of Massachusetts’ district attorney’s office says in the film, “Stealing is stealing, whether you use a computer command or a crowbar, and whether you take documents, data, or dollars.” Aaron’s attorney retorts, He wasn’t stealing; he wasn’t selling what he got or giving it away.” When he had been a student at Stanford, Aaron had downloaded the Westlaw database to find relationships between sponsoring organizations and favorable research results. He didn’t release the documents. So the criminal prosecution of Aaron for downloading Jstor articles was as a commercial violation yet no evidence of motive existed; it could not be assumed that he would sell or otherwise make the articles available to the public. The problem was that he had put his name to a blog post, “Gorilla Manifesto,” in which open access is advocated.

For his part, Aaron points out that sharing knowledge with friends is not stealing; rather, doing so is a moral imperative because corporations act as gatekeepers to make money—essentially clipping away at the public domain. This is none other than “theft of public culture,” he says in the film. It is interesting the police felt the need to assault him and yet the thefts by the powerful gatekeepers were somehow legal. He told his girlfriend, “I’ve been arrested for downloading too many academic journals,” as if acquiring knowledge were a crime worthy of the perpetrator being held in solitary confinement as he was. Even Jstor must have viewed the criminal justice system as going too far, for the company dropped the case, saying it had been the government’s decision to prosecute. In fact, Stephen Jeymann, the politically-aspiring assistant district attorney of Massachusetts who interestingly kept the case for himself, told Aaron that he still could face 35 years in prison and a fine of up to $1 million. This raises the ethical question of whether an individual should be made to suffer inordinately to serve as a deterrent.

If the public good is the reason why, then what then of the for-profit companies that were essentially privatizing parts of the public domain? MIT, which had moral authority, was mute when the defense asked for assistance. The university characterized this stance as neutral, but Aaron’s lawyer said it was actually pro-prosecutor.
In the film, David Sirota points to the problem of selective deterrence from political ideology. He points out that the Obama administration did not prosecute the financial institutions and individuals for crimes that led to the financial crisis of 2008, yet while devoting resources to prosecuting selective deterrents, including Aaron’s case. It is no coincidence, Sirota claims, that Obama left office as a billionaire, which he had not been when he was a legislator in Illinois’ government and law instructor at the University of Chicago. I would add that Goldman Sachs’ $1 million contribution to Obama’s ’08 presidential campaign is also relevant. Clearly, Obama’s “Wall Street Government” was doing the bidding of the powerful rather than standing up for public access of knowledge.

Aaron hit his stride in spite of his pending trial when he put his computer skills to use in lobbying against the Stop Online Piracy Act (SOPA), which initially had many co-sponsors in the U.S. Senate. Specifically, he wrote software making it easier for people to contact Congress. The bill was ostensibly against online piracy of music and movies, but, according to Aaron, the legislation was really about the freedom to connect. A company could cut off a website from the internet or force Google to cut links to the site; a claim of copyright infringement, without due process (i.e., a trial), would be all that would be necessary. In the film, U.S. Senator Wyden of Oregon says the bill poses a threat to freedom of speech and civil liberties. “It makes no sense to destroy the architecture of the internet to combat piracy,” he points out. In a particularly revealing “macro” comment, the senator points to the power of private powers in the American democratic system. “Typically, the legislative fights in Washington are fights between different sets of corporate moneyed interests—all duking it out to pass legislation. The fights that are the closest are when you have one set of corporate interests against another set of corporate interests and they are generally financially matched in campaign contributions and lobbying. The ones that aren’t even fights typically are those where all the money is on one side—all the corporations are on one side—and millions of people are on the other.” In other words, under the rubric of popular sovereignty (i.e., representatives representing their respective constituents as a group), the interests of private concentrations of wealth (i.e., corporations) essentially own the Congress and the White House.

In this case, constituents spoke up and their representatives in Congress noticed. Suddenly all but a few of the myriad co-sponsors (sponsored in turn by powerful private interests) dropped their support. People boycotted GoDaddy for its pro-SOPA support. Obama reversed his support, which interestingly suggests that he had been siding with the corporate interests rather than the People even though he was purportedly for “real change,” including greater democracy. Obama was going after Arron’s community, including not only hackers, but also democracy activists because they are able to make trouble for those who are already in power, corporate and governmentally. Obama’s administration went after Aaron in order to scare as many in his community as possible so they would not make trouble. Secrecy serves those who are already in power. Aaron was a threat because he was working toward open access to the public square even though reasonable people can disagree as to what rightly goes in there. Interestingly, Aaron had warned of the inordinate NSA spying.

SOPA didn’t pass. In fact, it was withdrawn. Aaron’s community won. Interestingly, the federal government charged Aaron with nine additional counts. Eleven of the thirteen total charges were for violating the terms of service of sites. Orin Kerr, a  lawyer, says in the film that such a type of indictment is unfair. Bryan Stevenson of Equal Right Initiative laments the excessiveness that had taken hold in the American criminal-justice system such that by Aaron’s day, “Anything we are angry about instinctively triggers a criminal justice intervention.” Even looking at a security guard the wrong way can trigger his “need” to call the local police, who have come to be prone to “overkill” in over-estimating degrees of threat. The impulse to “observe,” intimidate, threaten, indict, and prosecute has come to be triggered by people who are merely mad at something. The impulse, in other words, had become too sensitive even by Aaron’s time. Unfortunately, countervailing accountability on the occupants of that system has been hard to come by. The People en masse can pressure governments to contain even the passive aggression inflicted on citizens—particularly those who object. Though this is unlikely, considering how much energy it takes to stimulate a large number of people such that their elected representatives take notice. With regard to the People squeezing in where the corporate-governmental axis is dominant (hegemonic), the corporate lobbyists and the beneficiaries of corporate campaign contributions depend on the illusion of public accountability even as publicly they pay homage to the strong American democracy for and by the People. 

Tuesday, February 4, 2014

The Wolf of Wall Street: Greed as Excess


Greed is indeed a major player on Wall Street. Perhaps this is why films on the financial world embellish the behavior; film-goers might otherwise fall asleep. It is much more difficult to see greed fueling the embellishment highs in the process of film-making. Perhaps both Wall Street and Hollywood are glitz on the outside, but supercharging the inside hardly does justice to either venture. In this essay, I discuss Jordan Belfort, an actual financier on Wall Street and the main character in the (fictionalized?) Wolf of Wall Street (2013) so as to flesh out the different ways in which sordid greed manifests in modern society.

In 1991, Robert Shearin could only repress his frustration as brokers at Stratton Oakmont unloaded their own shares in penny stocks while ignoring the sell orders of Shearin and other investments. "By the end it was constant screaming matches with these people," Shearin recalls. "They would just ignore my sell orders."[1]
The “suck and dump” scheme ran from 1988 to 1996. Twenty years later, the investment firm’s founder and CEO, Jordan Belfort, was still wheeling and dealing. After 22 months in prison followed by a period probation until 2009 during which half of his income had to go toward the $110 million in restitution, he was brazenly holding the remaining restitution ($98.4 million) owed to his shafted clients as hostage in negotiations with Loretta Lynch, the U.S. attorney for the Eastern District of New York. Since the end of the probation, Belfort had paid restitution of only $243,000 on income of millions from his two memoirs, the sale of the film rights, and motivational speaking fees.[2]  Although legal, the post-probation skimping effectively nullifies his claim of being a changed man. "I was not such a good guy back in the day. But I'm a good guy now. I am. I live my life with such integrity," he told the New York Daily News in October of 2013.[3] Yet at his speaking engagements, he would repeatedly quip, “Hey, at least no one got killed.”[4] Hearing about this crafty way of evading questions, Diane Nyggard, the attorney who represented Shearin and twenty-four other investors whom Belfort fleeced, replied, "I guess you could say no one was murdered. But a lot of lives were ruined, and many of the more elderly investors never recovered."[5] Poverty, especially that which comes out of treachery, is a sort of death that gradually saps the body and abruptly snuffs out the the spirit, leaving in its wake walking corpses who cannot afford even to haunt the bewindowed towers.
At the end of 2013, Belfort was still trying to weasel out of paying the remaining 90 percent of the restitution still owed to over a thousand former clients, including Shearin (who had received only 20 cents on the dollar as restitution). To be sure, Belfort had some leverage in the negotiations, for the 50 percent of income stricture had elapsed at the end of the probationary period so he could legally continue to pay scraps until his death, after which the restitution would abruptly stop. Among other acts, he had spent five years after being arrested in 1998 on securities fraud and money laundering charges wearing a wire, “ratting out friends and colleagues from Stratton Oakmont and testifying against them at trial.”[6] Besides stabbing friends in the back, the founder was essentially making the people whom he had trained and ordered to rip clients off take the hit in his place.
True to form, in the negotiations in 2013 on the remaining $98.6 million, the unchanged man offered to pay all the money from the film and books into the restitution fund if Lynch will substantially reduce the rest of his obligation. With almost all of the $11.4 million having come from sales of Belfort’s properties, the unrepentant swindler was clearly trying to keep the restitution judgment from touching the fortune he had saved from his swindling enterprise.
What lesson can we take from this case concerning the nature of greed? Most principally, it has not only unlimitedness as a salient quality, but also an in\mperviousness to the restraint that comes out of conscience. Put another way, greed does not recognize should. Instead, the desire for an even better deal, ad infinitum, views the external world as potential props that are themselves perceived only in so far as they can potentially be manipulated for gain. Because the last deal is never good enough, as it does not satisfy the desire, the wealth one possesses, including in property, goes practically unnoticed unless it can be manipulated for still more. That is to say, what was once vividly in focus as the aim of the best deal so far is naturally dismissed by greed as it moves on to getting still more for even less.
Going too far, in never being satisfied with enough, can apply to film-making too. In The Wolf of Wall Street, which is based on Belfont's memoires, the credo of film-making that even a story based on a “true story” must push the truth to dramatic exaggeration to hold an audience's attention reduces Belfont and his second in command to a contorted mass of drugged-down humanity on the floor of Belfont's kitchen and side room. Having already provided over-the-top eye candy in the scenes of the office celebrations, Martin Scorsese apparently felt obliged to "kick it up a notch" on the emotional intensity meter by having Leonardo DiCaprio flop around on the floor, tangled in a phone cord while shouting and foaming at the mouth.
DiCaprio plays Jordan Belfort. The character reduces from this realistic image to a floundering fit of over-drugged and over-dramatic human mess. (Image Source: AP)
It is as though film must push its own adrenalin highs, each one more intense than its predecessor, in order to maintain the attention of a hyperactive audience, itself on popcorn laced with speed. With what costs to the story and, ironically, the integrity of the characters does serial exaggeration in a screenplay come? According to Shearin, the audience skates past the grounded gravitas of the characters as real human beings, whether fictitious or based on real people. "Jordan Belfort is not a fictional character, but when DiCaprio plays him he becomes one for the audience," he said. "We like our scoundrels as entertainment, but it's easy to become disengaged from the real harm this guy did."[7] Watching the fun-loving, theatrical Belfort motivate his brokers onscreen does not begin to reveal the man behind the character, who stabbed his friends in the back in order to save himself from the consequences of what he himself had engineered and gotten others to do for him.




[1] Paul Teetor, “How the “Wolf of Wall Street” Is Still Screwing His Real-Life Victims,” LA Weekly (Blogs), December 16, 2013.
[2] Ibid.
[3] Ibid.
[4] Ibid.
[5] Ibid.
[6] Ibid.
[7] Ibid.